Internal Audit of the Grants and Contributions Processes – Horizontal Audit

Office of the Chief Audit and Evaluation Executive
Audit and Assurance Services Directorate

February 2009

Table of Contents

• Executive Summary
  
  
• 1. Introduction and Context
  • 1.1 Authority for the project
  • 1.2 Background
  
  
• 2. Objectives
  
  
• 3. Scope
  
  
• 4. Approach & Methodology
  
  
• 5. Observations, Recommendations and Management Response
  • 5.1 Monitoring and Communication of Internal Service Delivery Standards
    
  • 5.2 Analysis of Quality Assurance Results
    
  • 5.3 GCIMS Generic User Accounts and Unnecessary Permissions
  • 5.4 Request for Payment Selection and Review
    
  • 5.5 GCIMS Enhancements to Strengthen Financial and Payment Controls
    
  
  
• APPENDIX A: Audit Criteria & Conclusion